Niche News

SEC Commissioner Mark T. Uyeda Delivers Remarks at 53rd Annual Securities Regulation Institute (Jan 26, 2026)

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Key takeaways

Follow Up Questions

Where can I read the full text of Commissioner Uyeda's remarks?Expand
What topics did Commissioner Mark T. Uyeda address in this speech?Expand

Uyeda’s keynote focused on “Enhancing the Public Company Disclosure Framework,” including: reforming/simplifying Regulation S‑K; reducing compliance burdens; scaled disclosure for smaller issuers (EGC/SRC, Form S‑3 eligibility); restoring focus on financial materiality (skepticism of ESG‑driven mandates); and specific disclosure items (insider‑trading policy Item 408, related‑person thresholds Item 404, cybersecurity Item 106, unregistered sales Item 701, performance graphs Item 201, mine‑safety reporting), plus references to NSMIA and capital‑formation goals.

What is the Securities Regulation Institute and who typically attends?Expand

The Securities Regulation Institute (SRI) is an annual three‑day CLE conference hosted by Northwestern Pritzker School of Law (held in Coronado, CA) for securities practitioners; typical attendees include SEC officials/commissioners, law‑firm practitioners, in‑house/corporate counsel, academics and other market regulators and service‑providers.

How does a Commissioner’s speech at this event influence SEC policy or market participants?Expand

A Commissioner’s speech is non‑binding but influential: it signals the Commissioner’s priorities and policy direction, can shape staff focus and public debate, prompt industry and media responses, and help set expectations for future rulemaking or enforcement (e.g., Uyeda’s public statements preceded the SEC’s review/pause of the climate‑disclosure rule).

Is there a video or transcript available for public viewing of this presentation?Expand

Yes. The speech transcript is published on the SEC website (see link). A republished transcript is available from news aggregators (e.g., MondoVisione). A conference recording may be available to SRI registrants via Northwestern’s “SRI On Demand” program (recordings are provided to paid registrants for a limited on‑demand period).

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